AFSL & Advice Guidelines
clarity + compliance + practicality +
clarity + compliance + practicality +
Bring your advice process and licensee obligations to life
We’ve created two invaluable resources for advice businesses: an AFSL Obligations Manual and an Advice Professional Standards Manual providing guidelines around the provision of advice.
Both manuals are written to provide:
Clarity: Written in plain language in a way to help you understand your legal and regulatory obligations
Compliance: No more outdated policies - our guidelines are reflective of current regulatory requirements, so you have peace of mind.
Practicality: Distinction between legal obligations and how you practically operationalise them in your business = a more pragmatic approach to compliance.
3 reasons to upgrade your guidelines
1. regulatory safety
The best way to esure compliance is to make sure everyone understands the requirements. We outline the practical steps that must be taken at each stage. We’ve stripped away the legal jargon to make sure our guidelines are easy to follow, so they can be part of your day to day business life.
2. easy to maintain
We work with you to customise our AFSL and Advice Guidelines so they are right for your organisation. We then partner with you to ensure the documents are managed and kept up-to-date. Rest assured your documents are always fit for purpose.
3. efficiency
In our experience, it can take a lot of work updating old policies! We have seen lots of manuals that have gaps, overlaps, inconsistencies and stylistic changes. Fixing this can be complicated and take a lot of time. Starting with a document that is up-to-date, concise and focused on practical application is the way to go.