Katrina Swift
Senior Consultant
Remediation expert
Audit framework designer
Governance and risk management expert
Strategic leader, trainer and mentor
Katrina is a financial planning compliance SME who has held senior roles across audit, advice compliance and first line risk management for both BT Advice and Commonwealth Financial Planning. She also led the development of remediation work for the Senate Enquiry reporting, and contributed extensively to the Royal Commission submission.
Significant projects she has delivered include an uplift of monitoring and supervision program, design and delivery of remediation framework, establishment and delivery of advice audit frameworks and scorecards including RG 515 alignment and control management. She has experience working for both salaried and aligned adviser networks, including self-licensed businesses.
Connect with Katrina on LinkedIn
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