Financial Advice Practices
Advice & Compliance help for Financial Advice Practices
Gap Analysis & Action Plan
Understand the gaps and find opportunities across your business. We assess your business with a focus on People, Policy, Process and Governance so you can minimise your risks while driving efficiencies and reducing costs.
Following our analysis you get a detailed and practical Action Plan, walking you through quick wins as well as longer term strategic opportunities.
Ongoing advice & compliance
support
Partner with us for ongoing compliance and advice efficiency support.
Help when you need it, with our Helpdesk service - Tangelo Assist
Support to refine and develop your advice process, and make your practice more efficient with Tangelo Processwise
Customised support giving you access to Tangelo’s expertise to drive efficiency and get results in your day-to-day operations with our Partnership Program
Advice & compliance support
as you need it
Change can be hard, and we understand you may not necessarily have the specific expertise, or the time and resourcing to do all the work.
Our team has the advice and compliance expertise you need, to support you with:
Regulatory change support - practical application of regulatory changes to ensure you remain compliant
Project management and delivery support - when you need specific expertise to deliver an advice or compliance project
Change management and training to keep your team motivated and skilled
Advice documents and template review
Overflow support - we step in to bolster your team when you are at capacity.
Are you meeting your compliance obligations?
Is your AFSL or practice operating efficiently?
Our free health check gives you insights and a baseline assessment of your compliance and operational gaps.
Case study: How we help Advice Practices
“I need technology to solve inefficiencies…I think?”
A practice with one adviser came to us for help, unsure if technology would solve their problems
The challenge
We worked with a fantastic adviser who was struggling with advice process, documentation and the value was provided for clients. Attempts to get guidance from their licensee and turning to a technology solution to generate filenotes quicker failed, as neither option was customised nor getting to the root of their problems.
What we did
We identified two priorities: improving our client’s advice process and personalised coaching.
Why partner with Tangelo?
We’re experienced
Our consultants have over 70 years combined advice experience
We focus on the execution
We are focused, practical and results driven with proven execution ability
We think next level
We develop bespoke, innovative solutions that meet your needs
We’re trusted
We work to a high standard
and always offer you an
independent view